Financial Services Risk Management

BCM has a team of specialized Consultants within the Financial Services sector that have extensive experience across the Risk and Regulatory space on both the Business and Technical side. Our deep industry connections combined with our subject matter expertise allow us to assist senior leadership in expanding their market share with qualified candidates in a timely and cost-effective manner.

Financial Services Risk Management


Regulatory Mandates – Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), Basel II/III, Comprehensive Capital Analysis and Review (CCAR), Dodd-Frank Act Stress Test (DFAST), Pre-Provision Net Revenue (PPNR), Volker Rule, Fundamental Rule of the Trading Book (FRTB), Recover & Resolution Plan (Living Wills), Enhanced Prudential Standards (EPS), Sarbanes-Oxley Act (SOX)
Credit Risk and Counterparty Risk – Credit Risk Measurement, Credit Loss Forecasting (PD, LGD, EAD), Credit Valuation Adjustment (CVA), Credit Value at Risk (CVaR), Stress Testing, Allowance for Loan and Lease Losses (ALLL), Credit Mitigation and Performance Measurement
Market Risk – Collateral Management, Stress Testing, Value at Risk (VaR), Product Valuation, Product Control (Limits/Confirmations/Contracts)
Enterprise Risk – Enterprise Risk Management (ERM), Operational Risk Management (ORM), Risk Governance, Risk Appetite Framework, Limits & Exceptions Reporting, banking Holding Company (BHC) Readiness, Regulatory Reporting, Enterprise Governance Risk and Compliance (eGRC), Conduct Risk
Treasury & Liquidity Risk – Liquidity Coverage Ratio (LCR), Net Stable Funding Ration (NSFR), Comprehensive Liquidity Analysis Review (CLAR), Funds Transfer Pricing (FTP), 4G/5G, Balance Sheet Management/Optimization, Asset Liability Management (ALM), Cash Flow at Risk (CFaR)
Model/Quantitative Risk – Model Development, Model Valuation, Model Validation, Model Implementation, Model Inventory, Model Governance, Performance Monitoring, Data Analytics
Capital Management – Risk Weighted Asset (RWA), Stress Testing, Risk Adjusted Return on Capital (RAROC), Shareholder Value Added (SVA)
Fraud & Financial Crimes – Anti-money laundering (AML), Banking Secrecy Act (BSA), Know Your Customer (KYC), Enhanced Due Diligence (EDD)
Technology Implementation – eGRC (RSA Archer, MetricStream, OpenPages), AML/Transaction Monitoring (Actimize, Norkom), Robotic Process Automation (RPA)

Financial Services Risk Management